You need a sponsor for most FINRA exams, but Series 65 (and the introductory SIE exam) allows self-registration with no sponsor.
I just reread the new accredited investor final rule, and as per footnote 102, people who qualify via Series 65 need to maintain in good standing a state-granted license or registration. No other requirements exist on top of that.
I just reread the new accredited investor final rule, and as per footnote 102, people who qualify via Series 65 need to maintain in good standing a state-granted license or registration. No other requirements exist on top of that.